Analyst, Compliance Consulting

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of One team, One Kroll, you’ll contribute to a supportive and collaborative work environment that empowers you to excel.

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.

At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.

RESPONSIBILITIES:

As an Analyst you will embody drive, embrace change and take risks. You will be innovative and solve problems in our Compliance Consulting business.

• Responsible for managing a portfolio of alternative investment client relationships to ensure they comply with their regulatory requirements
• Drafting compliance manuals and other compliance documentation for clients
• Establishing and maintaining the compliance infrastructure for clients
• Undertaking periodic compliance monitoring reviews at client premises
• Prepare and refine audit procedures for the conduct of audit engagements/projects across Asia-Pacific
• Execute audit procedures to assess, design and operating effectiveness of internal controls
• Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects
• Writing compliance monitoring reports
• Managing regulatory reporting schedules
• Drafting and/or reviewing regulatory reports and returns
• Providing ad hoc regulatory advice and solutions
• Updating clients on regulatory change
• Assisting Kroll in updating compliance material to take account of Rule changes
• Client training opportunities
• Networking with industry professionals

REQUIREMENTS:

• Minimum of 2-3 years of experience with an exposure to compliance and alternative asset management industry
• Detailed understanding of MAS rules, regulations and guidelines for Capital Market Services License holder especially Fund Management Companies
• Good understanding of the financial services industry in particular the alternative asset management
• Ability to work on own initiative and as part of a team
• Driven, innovative self–starter that can work collaboratively and solve problems
• Client facing, solutions focused skills
• Openness to change with ability to multi-task across a range of projects with shifting priorities.
• Clear, logical thought processes, ability to make decisions and articulate these clearly
• Strong oral and written communication skills
• Time management and ability to work under pressure
• Risk tolerant and comfortable in a rapidly changing environment
• Financial Services or Asset and Wealth Management audit background would be useful

Once you have applied, you will receive a survey from Career Spark to complete – this step is mandatory if you wish to be considered for the role.

In order to be considered for a position, you must formally apply via careers.kroll.com.

Kroll is committed to equal opportunity and diversity, and recruits people based on merit

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