Compliance Analyst

Job title:

Compliance Analyst

Company

Barclay Simpson

Job description

Compliance Analyst Role – Financial ServicesAn established bank is looking for a Compliance Monitoring Analyst to support regulatory compliance and risk management efforts.Key Responsibilities:

• Conduct testing and assessments of systems and controls to ensure regulatory compliance.
• Report on the regulatory environment, maintaining compliance with risk appetite and tolerance levels.
• Assess business records for private banking and real estate finance, ensuring high standards of review and documentation.
• Identify trends, risk, and potentially unusual activity through transactional analysis.
• Prepare compliance-related risk summaries, assist with periodic reviews, and produce MI reporting.
• Support regulatory developments, Consumer Duty outcomes, and provide training assistance.

Requirements:

• Experience in a regulated financial environment, with a focus on regulatory compliance.
• Experience in compliance monitoring.
• Familiarity with CASS, MiFID, trade/transaction reporting, and tools like Dow Jones and Lexis Nexis.
• Strong communication, problem-solving, and organizational skills, plus a proactive, adaptable approach.

This role reports to the Regulatory Compliance Manager and supports the firm’s dedication to compliance and operational resilience.£45,000 – £55,000hybrid working 3 days in the central London office

Expected salary

£45000 – 55000 per year

Location

Central London

Job date

Thu, 14 Nov 2024 23:05:30 GMT

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