FSO – Risk Consulting – FSRM (Financial Crime Compliance) – Staff to Senior – HK

Job Description

We are seeking highly skilled technical compliance specialists with expertise in financial crime. The ideal candidate will possess strong data analytical skills or practical experience in customer due diligence (CDD), transaction monitoring system reviews, and sanctions-related engagements. Experience with Big 4 consulting firms or in-house roles within the financial services industry is welcome.

EY’s wide breadth of services of FSRM including, but not limited to:

• Undertaking risk management advice, remediation and transformation
• Conducting risk management framework design and operational effectiveness
• Regulatory and compliance consulting
• Enterprise risk and controls consulting
• Professional risk support for consulting, internal and external audit services
• Future operating models
• Responding to regulatory criticism and regulatory preparedness
• Providing guidance on current and emerging control practices
• Advising clients on risk culture, conduct and accountability regimes and practices
• Conducting important proactive assessments and assurance around the effectiveness of controls and company processes, while also providing objective consulting support

Your key responsibilities

Lead EY projects with respect to:

• The use of technology and data including fintech and reg-tech innovations with respect to financial services sector
• Advices and guidance on structuring approaches to emerging regulatory compliance or regulatory exam findings
• Regulatory issue remediation
• Regulatory change management, where support the revision or formulation of new policies and controls aligned with regulatory and compliance guidelines and requirements
• Compliance framework – understanding of core compliance functions: risk assessment, policy management, testing, monitoring and surveillance and reporting etc.

To qualify for the role you must have:

• A university degree majoring in accounting, information systems, business or legal related subjects
• Solid work experience in Big4, banks, regulators or reputable international consulting firms with in-depth knowledge of regulatory compliance and risk management
• Strong data analytics skills and hands-on practical experience in customer due diligence (CDD), transaction monitoring system review, and sanctions-related engagements/projects
• The ability to utilise data analytical tools and techniques to analyse transaction data, identify patterns, while provide insights on potential compliance issues
• Good knowledge of banking and securities regulations and business operations as well as different banking products and services
• Ability to interact with executive levels of clients, regulators and EY management
• Strong report-writing skills, with ability to create and organize varying forms of business information while developing it into clear, meaningful, professional reports and presentations
• Decent command of both written and spoken English and Chinese

If you can confidently demonstrate that you meet the criteria above, please contact EY professionals as soon as possible.

Join EY in building a better working world.

Apply now.

Read Full Description